Most of my publications are in Adobe PDF format. If you don't already have a
copy of Adobe Acrobat or Acrobat Reader, click the Adobe icon to download a
free copy of Acrobat Reader from Adobe's website to read and print PDF.
Given the subject matter of this page, it is a true example of irony (unlike the common misuse of that term to refer to almost anything surprising or annoying) that the URLs in the citations below—as is the case for many World Wide Web references—tend to become invalid over time, as the sites that once provided them are renamed, reorganized, rehosted, abandoned, or decommissioned. While attempting to keep up with this continuous "link rot" I also offer a local copy of each referenced document wherever possible, as a fallback. In all cases, I try to provide proper citations and links to the authors and/or publishing organizations, but I cannot guarantee that any such links will remain valid.
Avoiding Technological Quicksand: Finding a Viable Technical Foundation for Digital Preservation (html or pdf) was produced for the Council on Library and Information Resources (CLIR) in January 1998 and provides an in-depth discussion of a range of proposed preservation approaches (ISBN 1-887334-63-7). A PDF version is also available.
My paper "Preserving Authentic Digital Information" discusses the question of what constitutes an authentically preserved digital document or record. The paper appears on pp. 51-68 of the May 2000 report Authenticity in a Digital Environment (html or pdf), published by CLIR (ISBN 1-887334-77-7). This paper is also available here.
Using emulation to preserve digital documents (pdf) published in 2000, describes work done with the Dutch Royal Library (the Koninklijke Bibliotheek) on the use of emulation to preserve digital documents in the deposit library context (ISBN 906259145-0). The report and the project that produced it are described at the Dutch Library's site.
My reports An Experiment in Using Emulation to Preserve Digital Publications, published in 2000 by the Dutch Royal Library (the Koninklijke Bibliotheek, or KB) [ISBN 9062 59 1442] (also available in an earlier PDF version) and Using Emulation to Preserve Digital Documents discuss the use of emulation to preserve digital documents in the Dutch digital preservation testbed. The Deposit System for Electronic Publications (DSEP) project that spawned this work (described in this report) was part of the Networked European Deposit Library (NEDLIB) effort (also available as PDF). A related testbed report on migration discusses the alternative use of migration for preservation.
Further exploration of emulation was also undertaken by the EU's KEEP Project (described in more detail here), and discussed in more depth in this report. See also this Tessella white paper on Digital Archiving and Tessella's Digital Curation tools (as of 2013) (also available here).
For a report on the experimental use of emulation for digital preservation at the Dutch national library (the Koninklijke Bibliotheek, or KB), see Emulation for Digital Preservation in Practice: The Results (The International Journal of Digital Curation, Issue 2, Volume 2, 2007), also available here. For additional discussion of the Dutch Dioscuri emulation effort, see Dioscuri on sourceforge and Emulation_report_KBNA_2005_en.pdf (also available here) and Modular emulation as a viable preservation strategy (also available here). For more detail about the Dioscuri system, see the Dioscuri manual.
Carrying Authentic, Understandable and Usable Digital Records Through Time (pdf) which I co-authored with Tora Bikson in 1999 for the Dutch National Archives and Ministry of the Interior, investigates issues surrounding the preservation of digital archival records. This report produced the design for a preservation testbed that was subsequently implemented. See also this pre-publication draft of my white paper on emulation. See also the following papers and reports describing the related: Planets Testbed: Science for Digital Preservation (also available here and Planets Testbed, DCC (The Digital Curation Centre) (also available here.
The 80+ page paper "Scholarly Communication and Information Technology: Exploring the Impact of Changes in the Research Process on Archives" (which I co-authored with Avra Michelson who was then at the U.S. National Archives) appeared in The American Archivist in 1992. It is available as a single large (6MB) scanned PDF file or as a set of separate PDF sections. I provide an overview of then-current and future information technology and predict its impacts on archival research in the Overview of Information Technology section of this paper. My first published proposal of the emulation approach to digital preservation appeared in the Conclusion and Recommendations section of this paper (Part II: Establishing a Strategy for the Future Usability of Electronic Records, p. 297, ff.), although it may be difficult to recognize. The paper is also available as RAND reprint RP187 (DOI: https://doi.org/10.7249/RP187).
My paper
"Preservation of the Times"
[which appeared in
The Information Management Journal, March/April 2002,
Vol 36, No. 2, pp. 38-43. ISSN 1535-2897 (ARMA International)]
compares two approaches to using emulation for preservation.
The Erl King
gives an overview of the renewal of a 1980s analog/digital interactive
video artwork by Grahame Weinbren and Roberta Friedman. This work
was undertaken by the
Berkeley Art Museum and Pacific Film Archive (BAM/PFA) Archiving the Avant-Garde
project (also
available here),
a consortium effort supported by the National Endowment for the Arts.
The renewed Erl King was the centerpiece of the
Seeing Double exhibit
at the Guggenheim Museum in New York, March 2004.
My introduction to the
Erl King overview (same link as the first in this paragraph)
discusses the technical options for renewing this piece.
A report on this project is given in
Seeing Double: Emulation In Theory And Practice—The Erl King Case Study
(by Caitlin Jones), and my report
Renewing-the-Erl-King
(which was also published in
The Millennium Film Journal (MJF) "Hybrids",
Issue Nos. 45/46 (Fall 2006), pp. 20-51)
provides a deeper—but minimally technical—discussion of the
issues and implementation choices involved in this effort.
Related information about this project is given at the Guggenheim's
Variable Media Initiative page, and the
Daniel Langlois Foundation's site.
Further discussion of the Erl King renewal project is presented in this
report on the Erl King project (also
available here)
and in
this essay by Grahame Weinbren (also
available here).
The Council on Library and Information Resources (CLIR) funded the 1-hour 1998 PBS film Into the Future: Information in the Electronic Age to publicize the problems of digital preservation. The film (discussed here and directed by two-time Academy Award winning documentary filmmaker Terry Sanders) presents a number of "talking heads" (including myself) discussing the problems of preserving digital information. A short initial clip of this film (or the entire film, with appropriate access), can be watched here.
The computer gaming community was an avid adopter of emulation as a
way of preserving the look-and-feel of early computer games. This
2014 entry in the blog THE SIGNAL—Digital Happenings at the Library of
Congress
(also
available here),
by Euan Cochrane, Digital Preservation Manager at Yale University Library,
discusses Yale's experiences with the
Emulation_as_a_Service_(EaaS) framework.
For a 30-year hindsight view of the digital preservation work of the Dutch National Library (KB), see this retrospective analysis by Inge Hofsink (also available here).
For a 2025 review of the use of emulation in digital preservation, see
An Overview of Emulation as a Preservation Method
(also
available here). Key references in this paper include
Satyanarayanan, Mahadev. 2018. "Carnegie Mellon Is Saving Old Software from
Oblivion (IEEE Spectrum)"
(also
available here);
this 2008 RAND-Europe report "The uncertain future of saving the past" by Stijn
Hoorens and Jeff Rothenberg
(also
available here),
and Slats, Jacqueline. 2003. "Emulation: Context and Current Status." Digital
Preservation Testbed White Paper. Netherlands National Archives
(currently unavailable); [plus more??]
The majority of the following references are (in my opinion) disappointingly shallow in their discussions of the technical issues involved in preserving digital artifacts, focusing more on abstract process and policy recommendations than on concrete techniques. I have noted over the past several decades in this field a tendency to "look for the car keys under the streetlamp" by putting more effort into developing metadata formats and organizational strategies than experimenting with actual digital preservation techniques. In particular, many of these references briefly mention migration and emulation as potential methods of preserving digital material, but they shy away from explaining what these would involve or how they might work in practice, or comparing their ability to enable the meaningful use of digital artifacts even in the near— let alone distant—future. I therefore provide them more as an indication of what is not being done than what is. However, I have marked with leading asterisks those that contain (again, in my opinion) at least some substantive material.
The British Library (BL) provides a number of resources, including BL: Digital Collection Management Policy Framework (Part 3: Digital Preservation (overview only) and Selection of Preservica for large-scale Digital Preservation program. Preservica in turn provides additional technical references, including: Digital Preservation Overview and Automated File Format Preservation, which includes a cursory discussion of emulation (also available here) [NOTE: Preservica calls emulation "simulation" as discussed in my Terminology Note above.]
Library of Congress Digital Preservation
U.S. National Archives (NARA) Digital Preservation
Tiered Community Recommendations For Content Authenticity And Provenance (TCR4CAP)
Dutch National Library (KB) Digital Preservation Overview (Download the latest version of the KB's Dioscuri modular emulator here)
Dutch National Archives Website Archiving Guide
The International Internet Preservation Consortium (IIPC)
The national library of France (The Bibliothèque nationale de France [BnF]) is a member of The Digital Preservation Coalition (DPC), which discusses What is a record (and why do we need to preserve them)? See also BSI.knowledge Management of Records Code of Practice.
*** The Guggenheim Museum in New York was an early supporter of the acquisition and preservation of digital art. It was a partner in the NEA sponsored project Archiving the Avant-Garde (also available here). In addition its work described in the Erl-King references above, the Guggenheim continues to be actively involved in the preservation of computer-based (digital) art via projects including its Conserving Computer-Based Art Initiative (CCBA), and its Time-Based Media & Media Conservation Lab.
*** An undergraduate paper comparing three approaches to conserving Time-Based Media is presented in the University Of Denver's Strategies In Time-Based Media Conservation: An Evaluation of Three Institutional Approaches (DUURJ Archive, Vol. 5, Iss. 1 (2024), by Mya Vander Pol (also available here).
MoMA offers cursory advice on the preservation of digital artworks in Making Practice Practical: Developing Digital Preservation for Storage of Artworks at the Museum of Modern Art (also available here), ?OR? ?HERE?. See also resources on MoMA's Media Conservation Disk Imaging page, including this paper, as well as this one, which includes a discussion of Emulation as a Service (EaaS).
The Getty offers a disappointingly vacuous discussion of
Evolution of Digital Preservation (DP) at Getty
(also
available here)
and this equally disappointing paper on
Preventing Digital Decay
(also
available here)
For an example of the impact of this early research on the use of emulation
for digital preservation in the library context, see this discussion at
eduKate Singapore.